Beyond Logprobs: A Multi-Signal Confidence Engine for LLM-Based Document Field Extraction

15d ago · Global · primary source: export.arxiv.org

A new confidence engine called ExtractConf aims to address a critical weakness in large language model document processing: the inability to reliably flag when an extraction is wrong, a failure researchers say is more dangerous than a missing value in high-stakes workflows [1]. The system, detailed in a paper submitted to arXiv on June 23, 2026, targets pipelines in financial reconciliation, compliance verification, and procurement automation where a silently incorrect extraction can cause cascading errors [1]. The core problem is not extraction accuracy but confidence estimation—knowing field by field whether a result can be trusted or should be deferred to a human reviewer [1]. Standard approaches, including token-level log-probabilities, verbalized confidence scores, and multi-sample self-consistency checks, all collapse toward all-positive behavior at practical thresholds, offering no reliable separation between trustworthy and untrustworthy extractions [1]. ExtractConf generates confidence estimates by comparing two structurally different readings of the same document [1]. A field-guided “Hunter” call extracts each field under schema-slot completion pressure, while a document-guided “Mapper” call scans holistically and surfaces values grounded in document content [1]. This asymmetry produces different failure modes: Hunter hallucinates values for absent fields, while Mapper misses visually non-salient ones, making their disagreement independently informative [1]. The engine fuses cross-call disagreement with LLM-internal uncertainty signals, OCR quality, image quality, and spatial layout into a classifier that requires no domain-specific rules or retraining [1]. On the DocILE dataset, which comprises 55-field invoices with a 26% failure rate, ExtractConf achieved a 0.928 ROC AUC and reduced selective prediction risk by 70% over a logprob-mean baseline [1]. At 80% coverage, accuracy reached 99.1%, a threshold the authors describe as enabling a practical human-in-the-loop workflow [1]. In a zero-shot transfer test on CORD receipts, the system attained a 0.858 AUC, and lightweight Lasso recalibration reduced expected calibration error by 89% and the Brier score by 43%, confirming the signals generalize across document domains [1]. The research addresses a growing need as organizations deploy LLMs for document understanding at scale. While the primary paper focuses on invoices and receipts, the broader challenge of reliable confidence estimation in machine learning systems has been studied across domains, including catalysis informatics, where transfer learning between datasets has been used to improve model performance on smaller, specialized corpora [4]. The ExtractConf approach, by grounding confidence in structural disagreement rather than a single model’s internal probabilities, offers a distinct path toward safer automation in document-intensive industries [1].

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Background sources we checked (6)
  • arxiv.org ↗ In high-stakes document processing pipelines, including financial reconciliation, compliance verification, and procurement automation, an LLM extraction that is silently wrong is more dangerous than one that is visibly absent. The central challenge is not extraction accuracy alon…
  • arxiv.org ↗ CatalyzeX Code Finder for Papers (What is CatalyzeX?) ... DagsHub Toggle ... DagsHub (What is DagsHub?)…
  • arxiv.org ↗ With the creation of new datasets, the question arises of whether the data in them is complementary to other datasets for training ML models (see recent reviews for a perspective of catalysts informatics22, 23, 24). This is especially important when consolidating data with a vari…
  • arxiv.org ↗ CatalyzeX Code Finder for Papers (What is CatalyzeX?) ... DagsHub Toggle ... DagsHub (What is DagsHub?)…
  • en.wikipedia.org ↗ Sustainable Development Goals (abbr. SDGs) were adopted in 2015 by all United Nations (UN) members for the 2030 Agenda for Sustainable Development. The aim of the 17 global goals is "peace and prosperity for people and the planet", tackling climate change, and working to preserv…
  • en.wikipedia.org ↗ In molecular biology, a transcription factor (TF) (or sequence-specific DNA-binding factor) is a protein that controls the rate of transcription of genetic information from DNA to messenger RNA, by binding to DNA sequences. Specificity can be due to sequence motifs, or epigenetic…

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