Interpreting Brain Responses to Language with Sparse Features from Language Models
A new encoding framework that replaces dense language-model hidden states with hierarchically-organized sparse features can interpret brain responses to language and suggests a nontrivial correspondence between brain and model representations, researchers report. The study, posted to arXiv on June 5, introduces Augmented Sparse Encoding Models, which project dense residual-stream language-model features into a sparse, hierarchically-organized sparse autoencoder basis and explicitly include surprisal — a measure of processing difficulty — as a predictor [1][3]. The work addresses a common criticism that studies relating biological and artificial representations merely relate one black box to another [2]. The framework was tested on a high-field 7T fMRI dataset collected from eight participants who listened to 200 linguistically diverse sentences [1][2]. The researchers first validated their approach by recovering previously known interpretations of voxel populations tuned to processing difficulty and meaning abstractness [1][3]. They then interpreted a previously-uncharacterized but reliable voxel population and found it is tuned to people-related content [2][3]. The team also examined the fronto-temporal human language network and found it is predicted by a common set of features across its constituent regions, though frontal regions were relatively well-explained by surprisal alone, even without language-model-based features [1][3]. A central finding is that brain responses during language processing are best explained by the features that capture the most general information encoded in language-model representations, rather than by an arbitrary set of features [1][2]. This result suggests a nontrivial correspondence between brain and language-model language representation [1][3]. The work builds on a growing body of research using sparse autoencoders to bridge mechanistic interpretability and neural encoding. A separate study found that semantic features extracted by sparse autoencoders from GPT-2 XL and Llama-3.1-8B recovered 94 percent of peak encoding performance and revealed a systematic cortical topography where specific semantic subcategories — concreteness, affect, social cognition, spatial relations, and event structure — mapped onto distinct brain regions in a pattern that matched predictions from three independent neuroscience programs [4]. That study reported a Spearman correlation of 0.72 and a hypergeometric p-value of 0.007 for the convergence test [4]. Other recent work has used explainable AI attribution methods to quantify how preceding words influence next-word predictions in language models, finding that attributions from early model layers align with early-stage language processing regions such as the auditory cortex and superior temporal gyrus, while deeper layers correspond to higher-order regions including the inferior frontal gyrus and angular gyrus [5]. The broader theoretical context for such findings includes predictive coding, a theory of brain function which postulates that the brain constantly generates and updates a mental model of the environment to predict sensory input [7]. The new Augmented Sparse Encoding Models framework, by explicitly incorporating surprisal alongside sparse features, provides a more interpretable bridge between these predictive processing theories and the internal representations of large language models [1][3].
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Background sources we checked (7)
- arxiv.org ↗ A central goal of cognitive neuroscience is to characterize the features that are represented by human language cortex. Artificial language models (LMs) have emerged as a powerful tool to address this challenge, but studies relating biological and artificial representations are o…
- arxiv.org ↗ A central goal of cognitive neuroscience is to characterize the features that are represented by human language cortex. Artificial language models (LMs) have emerged as a powerful tool to address this challenge, but studies relating biological and artificial representations are o…
- arxiv.org ↗ Intermediate layers of large language models (LLMs) best predict human brain responses to language, one of the most robust findings in computational neurolinguistics, yet why remains mechanistically unexplained. We address this gap by bridging sparse autoencoders (SAEs) from mech…
- arxiv.org ↗ Large language models (LLMs) not only exhibit human-like performance but also share computational principles with the brain’s language processing mechanisms. While prior research has focused on mapping LLMs’ internal representations to neural activity, we propose a novel approach…
- en.wikipedia.org ↗ Gemini is a family of multimodal large language models (LLMs) developed by Google DeepMind, and the successor to LaMDA and PaLM 2. Comprising Gemini Pro, Gemini Deep Think, Gemini Flash, and Gemini Flash Lite, it was announced on December 6, 2023. It powers the chatbot of the sam…
- en.wikipedia.org ↗ In neuroscience, psychology and cognitive science, predictive coding (also known as predictive processing) is a theory of brain function which postulates that the brain is constantly generating and updating a "mental model" of the environment. According to the theory, such a ment…
- en.wikipedia.org ↗ Generative Pre-trained Transformer 3 (GPT-3) is a large language model released by OpenAI in 2020. Like its predecessor, GPT-2, it is a decoder-only transformer model of deep neural network, which supersedes recurrence and convolution-based architectures with a technique known as…